Bart Sanders

Equity Trader

Kensington, Maryland, United States

About

Asset management professional with 20 years experience. Focus has been equity trading, compliance and administration of mutual funds, hedge funds and separate accounts.

Experience

  • Equity Trader at Farr, Miller & Washington
    Mar 2021 - May 2026 · 5 yrs 3 mos

  • H. Beck, Inc. ()
    • Surveillance Systems Analyst
      Feb 2017 - Jan 2021 · 4 yrs

    • Sales Supervision Principal
      Jul 2014 - Jan 2017 · 2 yrs 7 mos

  • Equity Trader at Hennessy Funds
    Nov 2012 - Jun 2013 · 8 mos

  • Senior Vice President - Equity Trading, Compliance at FBR Fund Advisers, Inc.
    1991 - Oct 2012 · 21 yrs 10 mos

    HEAD TRADER: ran and managed trading desk for 7 portfolio managers across 8 mutual funds totaling $2 billion in assets. COMPLIANCE: ensured group's compliance with Code of Ethics and related policies and procedures. Aided portfolio managers in staying within prospectus limitations, complying with SEC rules and meeting IRS diversification requirements. Member of Fund group's Pricing Committee and Best Execution Committee.