Mumbai, Maharashtra, India
8+ year’s Post Qualification experience in the handling the IPOs and Companies such as listed, non-listed, Private Limited, and Limited Companies, Secretarial and Legal Functions. Responding to the compliance matters and analyzing the fast-changing regulations. Working with various levels of Client and people within the Firm and to communicate and coordinate with them. Adept at performing secretarial functions like conducting Board/ Committee/ General meetings, compliances with Company Law requirements, Listing & SEBI requirement and drafting legal documents. Expertise in handling functions like issuing & listing of shares, Debentures, Convertible Warrants, etc. Proficient in maintaining statutory books of the organization & ensuring adherence to the statutory regulations of listed, non-listed, Private Limited, and Limited Companies. A keen analyst with the exceptional relationship, management skills & abilities in liaising with various Legal Compliance and LLP Compliance.
• Filled e-forms and Statutory returns of various Listed and Unlisted entites with the MCA like Annual Return, Balance Sheet and other ROC compliances with Registrar of companies, Stock Exchange & SEBI. • Ensured compliances of corporate governance and SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. • Drafted minutes of board, committee(s) and general meetings as required under Companies Act, 2013 involved in issuance of notices, drafting of agenda etc. • Handled in Preparation of Annual Reports, Statutory Registers & records required under the Companies Act, 2013 (Register of Members, Register of Directors, Register of Director’s Shareholding, Register of Investments and Register of Share Transfer). • Drafted and filed application for change in object clause, changing in authorized share capital, change in articles of association and multiple changes in Directorship & other special assignments related to corporate affairs. • Drafted various resolutions in accordance with the provisions of the Companies Act 2013; • Assisted in Conversion of Public Companies into Private Companies & Private Companies into Public company. • Assisted in shifting of Registered Office within State. • Preparation of documents for Buy Back of Shares, Creation, Modification and Satisfaction of Charges and Strike Off of Private Limited Company. • Drafted and filed documents for incorporation of Limited Liability Partnership, Admission/Retirement of Designated Partners, Increase in Contribution of Partners. • Preparing and Filling of Annual Accounts and Returns. • Conversion of Private Limited Company into LLP.