Anu Sarathy

Sox Compliance Professional

Chennai, Tamil Nadu, India

About

• Assisted and supported the organization with documentation of the company’s SOX narratives, risk and control matrices, test plans, SAS70 reports and evaluations, certifications, deficiency and remediation log • Performed walkthrough, tests as designed, redesigned test plans where processes/controls have changed, internal testing of SOX controls by determining and/or collecting populations, sample selections & remediation of failed controls. • Finalize SOX compliance documentation at the close of each fiscal year and create the preliminary version for following fiscal year • Co-ordinate work with external auditors as regards audit scope, objectives and timing and test results to enable them to place maximum reliance on Internal Audit’s testing

Experience

  • Internal Compliance Corporation (1 mo)
    • Sox consultant
      2011 - 2011 · Less than a year

    • Sox consultant
      2011 - 2011 · Less than a year

  • SOX consultant at Centillium Communications
    Oct 2007 - Feb 2009 · 1 yr 5 mos

    Assisting with 2007/2008 SOX compliance testing.

  • Sox consultant at Xilinx
    2009 - 2009 · Less than a year

  • SOX consultant at Rambus
    Nov 2006 - Jan 2007 · 3 mos

    Assisted with SOX testing-Corp Governance cycle

  • SOX consultant at Frank, Rimerman & Co.
    Nov 2005 - Sep 2006 · 11 mos

    Assisted with updating narratives for key cycles (Revenue, Month end close, Payroll/HR and Procure to Pay ) and performed walkthrough for the key controls of the above processes; Developed test plans as well for the key controls testing.(Client : ILOG Inc.)