Alexander Güldenring

Deputy Head of Business Resilience and Outsourcing Office | Expert for the implementation of regulatory requirements | DORA expert

Cologne Bonn Region

About

Expert in the implementation of the regulatory requirements within the financial sector. This includes especially the requirements for banks and insurance companies such as the MaRisk, MaGO, BAIT, VAIT, EBA Guidelines on Outsourcing and DORA.

Experience

  • Deputy Head of Business Resilience & Outsourcing Office at Nomura Financial Products Europe GmbH
    Apr 2024 - Present · 2 yrs 3 mos

    - Implementation of internal and external requirements regarding Business Resilience (e.g. DORA, EBA-Guidelines, MaRisk). - Responsible for the business continuity management in the continental European branches in Frankfurt, Paris, Milan, Madrid, Amsterdam and Helsinki. - Development of the business continuity management of NFPE. - Project tasks regarding third-party risk management and business resilience.

  • Zurich Insurance (Full-time · 1 yr 6 mos)
    • Head of Center of Expertise VAIT & DORA | DORA Project Lead
      Sep 2023 - Mar 2024 · 7 mos

      Responsible for the implementation of the Supervisory Requirements for IT Insurance Undertakings (Versicherungsaufsichtliche Anforderungen an die IT - VAIT) as well as the implementation of the Digital Operational Resilience Act (DORA). This includes for example: - Control of the people responsible for the VAIT chapters - Conceptual support for the people responsible for the VAIT chapters - Identification of gaps in the VAIT implementation and subsequent support in closing them - Identification of the requirements associated with DORA for Zurich Germany - Managing the DORA implementation for Zurich Germany

    • Specialist for IT Governance, Audit and Compliance Management
      Oct 2022 - Sep 2023 · 1 yr

      Implementation of the regulatory requirements for insurance companies in the corporate governance. This includes for example: - Mindestanforderungen an die Geschäftsorganisation von Versicherungsunternehmen (MaGo) - Versicherungsaufsichtliche Anforderungen an die IT (VAIT) Ensuring that the IT Governance works in accordance with the regulatory requirements as well as the internal requirements of the company. Accompaniment of internal and external audits.

  • Deutsche Bundesbank (9 yrs)
    • On-site Inspector Banking Supervision
      Apr 2019 - Sep 2022 · 3 yrs 6 mos

      On-site inspector in the areas of: - IT - Operational Risk - Data Quality Management / BCBS 239 - MaRisk / BAIT - Outsourcing - Risk Management

    • Projektmanager
      Oct 2016 - Mar 2019 · 2 yrs 6 mos

    • Duales Studium
      Oct 2013 - Sep 2016 · 3 yrs

      Dual Study Programme - B. Sc., Central Banking / Zentralbankwesen